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Past Event

Trading Stocks in America: Key Policy Issues

Past Event

Trading Stocks in America: Key Policy Issues

American stock markets are important to our economy and their efficiency and effectiveness impacts the broad economy. How can we build on their strengths and tackle areas of concern to achieve the best combination of economic efficiency and fairness?

On January 30, the Economic Studies Program at Brookings held an event to discuss key current policy issues, including dark pools and their operations, payment for order flow, and the rules for ensuring best execution of customer orders. Martin Baily moderated a panel with Gregg E. Berman of the Securities Exchange Commission, Douglas Elliott of Brookings, Chester Spatt of Carnegie Mellon Tepper School of Business, and Daniel G. Weaver of Rutgers Business School, to frame the topic. Douglas Elliott moderated a second panel that discussed the differing policy views of these issues. Panelists included Ari Burstein of the Investment Company Institute, Brian Conroy of Fidelity Capital Markets, Jamil Nazarali of Citadel Securities, and Thomas A. Wittman of NASDAQ OMX.

Agenda

Welcome

Panel 2: Differing Policy Views

A

Ari Burstein

Senior Counsel, Securities Regulation – Capital Markets - Investment Company Institute

T

Thomas A. Wittman

Senior Vice President and Head of U.S. Equities and Derivatives - The NASDAQ OMX Group

Panel 1: Overview and Analytical Background

G

Gregg E. Berman, Ph.D.

Associate Director - Office of Analytics and Research, Division of Trading and Markets, U.S. Securities and Exchange Commission

C

Chester Spatt

Pamela R. and Kenneth B. Dunn Professor of Finance - Carnegie Mellon Tepper School of Business

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